Assessor Resource

RIIUND501D
Implement the ventilation management plan

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to implement the ventilation management plan in Coal and Metalliferous mining.

This unit is appropriate for those working in management roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare to implement the ventilation management plan

1.1 Access, interpret and apply ventilation management documentation and ensure the work activity is compliant

1.2 Access, interpret and clarify the ventilation management plan

1.3 Identify, and communicate to all involved, roles and responsibilities as specified in the ventilation management plan

1.4 Identify, forecast, obtain and allocate/schedule resources required for the implementation of the ventilation management plan

1.5 Identify training needs

2. Implement the ventilation management plan

2.1 Identify and interpret the impact of changes to the ventilation system on the mine atmosphere

2.2 Implement standards and procedures for the installation and operation of monitoring systems and equipment

2.3 Incorporate ventilation control devices into the ventilation system

2.4 Implement standards and procedures for inspection, monitoring, recording and reporting on mine ventilation

2.5 Implement standards and procedures for the collection and analysis of ventilation data

2.6 Process, record and report monitoring system data

2.7 Implement the ventilation management training plan

2.8 Interpret and compare measured data with relevant legislative requirements and the ventilation management plan and action requirements

2.9 Implement water management procedures

2.10 Respond to alarms raised

2.11 Implement emergency and evacuation procedures

3. Implement the maintenance of and changes to the mine ventilation system

3.1 Implement inspections, repair and maintenance activities

3.2 Implement the system of recording, reporting and reviewing maintenance requirements and activities

3.3 Implement changes to the mine ventilation systems

3.4 Encourage, receive, review and, where appropriate, implement suggestions and recommendations for changes to ventilation management procedures

4. Audit the effectiveness of the ventilation management plan

4.1 Audit ventilation specifications for compliance with legislative requirements and the ventilation management plan

4.2 Audit ventilation control devices for compliance with legislative requirements and the ventilation management plan

4.3 Audit monitoring systems operations for compliance with relevant legislative requirements and the ventilation management plan

4.4 Audit effectiveness of alarm responses and trigger levels

4.5 Audit recording systems for compliance with the ventilation management plan

4.6 Audit ventilation system maintenance standards and procedures for compliance with the ventilation management plan

4.7 Audit emergency and evacuation plans for compliance with the mine safety management system

4.8 Audit the ventilation management training plan for currency, relevance and compliance with the ventilation management plan

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient implementation of the ventilation management plan including:

performing routine operational mathematical calculations (quantity, pressure, prediction)

interpreting and applying design criteria for ventilation systems and devices

interpreting computer spreadsheets and ventilation modelling/simulations

conducting enquiries/investigations and preparing reports

accessing, interpreting and applying data from monitoring systems and equipment

implementing the ventilation management training plan

applying risk management processes and techniques

implementing emergency response and evacuation procedures

demonstrates completion of the implementation of the ventilation management plan that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

operating hand held monitoring equipment

accessing and analysing ventilation information

measuring air quality and quantity

collecting, collating and interpreting ventilation data

auditing components of the ventilation management plan

The candidate must demonstrate knowledge in implementing the ventilation management plan through:

methods of mine ventilation and their applications/limitations including:

exhaust/force

antitropal

homotropal

flank returns

ascensional/descensional

bleeder

Z/U/Y systems

other combinations

methods of panel ventilation and their applications/limitations including:

homotropal and antitropal auxiliary fans

coursed ventilation (narrow side/wide side)

machine mounted scrubber systems

compressed air venturis and bleeders

impact of mine and panel design on ventilation

mine roadways and shafts and their impact on mine ventilation

impact of material characteristics and seam gradients on mine ventilation design

impacts on ventilation system of gas drainage, spontaneous combustion, outburst and windblast

mine gases; types and characteristics, sources, physiological effects and methods of detection

dust, fumes and other particulate matter; the types, sources, physical and physiological effect and control/mitigation methods

mine fires; the types, sources of ignition, possible effects on the ventilation circuit and prevention/control/mitigation methods

mine explosions; types, ignition sources, possible effects on the ventilation circuits and prevention/control/mitigation methods

pressure changes; causes, impacts on the ventilation system, and responses (to include the causes and effects of natural ventilation and re-circulation)

heat/humidity; sources and factors which may impact on mine ventilation and personnel

mine fans including:

ventilation control devices; types, purposes, design criteria and specifications, distribution/placement criteria and limitations

de-gassing; methods of control – including brattice, auxiliary fans, compressed air venturis, sails, hurdles and bleeders

fixed ventilation monitoring systems types, uses and limitations

basic computer-based systems used for mine ventilation monitoring and analysis

ventilation surveys; the types, frequency and method for conducting

ventilation theory including:

psychrometry and heat

gas laws including Charles and Boyle

natural ventilation pressures

air quality measurement

control device leakage

duct leakage

regulator

equivalent office calculation and Kirchoff’s laws

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare to implement the ventilation management plan

1.1 Access, interpret and apply ventilation management documentation and ensure the work activity is compliant

1.2 Access, interpret and clarify the ventilation management plan

1.3 Identify, and communicate to all involved, roles and responsibilities as specified in the ventilation management plan

1.4 Identify, forecast, obtain and allocate/schedule resources required for the implementation of the ventilation management plan

1.5 Identify training needs

2. Implement the ventilation management plan

2.1 Identify and interpret the impact of changes to the ventilation system on the mine atmosphere

2.2 Implement standards and procedures for the installation and operation of monitoring systems and equipment

2.3 Incorporate ventilation control devices into the ventilation system

2.4 Implement standards and procedures for inspection, monitoring, recording and reporting on mine ventilation

2.5 Implement standards and procedures for the collection and analysis of ventilation data

2.6 Process, record and report monitoring system data

2.7 Implement the ventilation management training plan

2.8 Interpret and compare measured data with relevant legislative requirements and the ventilation management plan and action requirements

2.9 Implement water management procedures

2.10 Respond to alarms raised

2.11 Implement emergency and evacuation procedures

3. Implement the maintenance of and changes to the mine ventilation system

3.1 Implement inspections, repair and maintenance activities

3.2 Implement the system of recording, reporting and reviewing maintenance requirements and activities

3.3 Implement changes to the mine ventilation systems

3.4 Encourage, receive, review and, where appropriate, implement suggestions and recommendations for changes to ventilation management procedures

4. Audit the effectiveness of the ventilation management plan

4.1 Audit ventilation specifications for compliance with legislative requirements and the ventilation management plan

4.2 Audit ventilation control devices for compliance with legislative requirements and the ventilation management plan

4.3 Audit monitoring systems operations for compliance with relevant legislative requirements and the ventilation management plan

4.4 Audit effectiveness of alarm responses and trigger levels

4.5 Audit recording systems for compliance with the ventilation management plan

4.6 Audit ventilation system maintenance standards and procedures for compliance with the ventilation management plan

4.7 Audit emergency and evacuation plans for compliance with the mine safety management system

4.8 Audit the ventilation management training plan for currency, relevance and compliance with the ventilation management plan

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient implementation of the ventilation management plan including:

performing routine operational mathematical calculations (quantity, pressure, prediction)

interpreting and applying design criteria for ventilation systems and devices

interpreting computer spreadsheets and ventilation modelling/simulations

conducting enquiries/investigations and preparing reports

accessing, interpreting and applying data from monitoring systems and equipment

implementing the ventilation management training plan

applying risk management processes and techniques

implementing emergency response and evacuation procedures

demonstrates completion of the implementation of the ventilation management plan that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

operating hand held monitoring equipment

accessing and analysing ventilation information

measuring air quality and quantity

collecting, collating and interpreting ventilation data

auditing components of the ventilation management plan

The candidate must demonstrate knowledge in implementing the ventilation management plan through:

methods of mine ventilation and their applications/limitations including:

exhaust/force

antitropal

homotropal

flank returns

ascensional/descensional

bleeder

Z/U/Y systems

other combinations

methods of panel ventilation and their applications/limitations including:

homotropal and antitropal auxiliary fans

coursed ventilation (narrow side/wide side)

machine mounted scrubber systems

compressed air venturis and bleeders

impact of mine and panel design on ventilation

mine roadways and shafts and their impact on mine ventilation

impact of material characteristics and seam gradients on mine ventilation design

impacts on ventilation system of gas drainage, spontaneous combustion, outburst and windblast

mine gases; types and characteristics, sources, physiological effects and methods of detection

dust, fumes and other particulate matter; the types, sources, physical and physiological effect and control/mitigation methods

mine fires; the types, sources of ignition, possible effects on the ventilation circuit and prevention/control/mitigation methods

mine explosions; types, ignition sources, possible effects on the ventilation circuits and prevention/control/mitigation methods

pressure changes; causes, impacts on the ventilation system, and responses (to include the causes and effects of natural ventilation and re-circulation)

heat/humidity; sources and factors which may impact on mine ventilation and personnel

mine fans including:

ventilation control devices; types, purposes, design criteria and specifications, distribution/placement criteria and limitations

de-gassing; methods of control – including brattice, auxiliary fans, compressed air venturis, sails, hurdles and bleeders

fixed ventilation monitoring systems types, uses and limitations

basic computer-based systems used for mine ventilation monitoring and analysis

ventilation surveys; the types, frequency and method for conducting

ventilation theory including:

psychrometry and heat

gas laws including Charles and Boyle

natural ventilation pressures

air quality measurement

control device leakage

duct leakage

regulator

equivalent office calculation and Kirchoff’s laws

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit is best assessed in the context of this sector’s work environment;

where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply ventilation management documentation and ensure the work activity is compliant 
Access, interpret and clarify the ventilation management plan 
Identify, and communicate to all involved, roles and responsibilities as specified in the ventilation management plan 
Identify, forecast, obtain and allocate/schedule resources required for the implementation of the ventilation management plan 
Identify training needs 
Identify and interpret the impact of changes to the ventilation system on the mine atmosphere 
Implement standards and procedures for the installation and operation of monitoring systems and equipment 
Incorporate ventilation control devices into the ventilation system 
Implement standards and procedures for inspection, monitoring, recording and reporting on mine ventilation 
Implement standards and procedures for the collection and analysis of ventilation data 
Process, record and report monitoring system data 
Implement the ventilation management training plan 
Interpret and compare measured data with relevant legislative requirements and the ventilation management plan and action requirements 
Implement water management procedures 
Respond to alarms raised 
Implement emergency and evacuation procedures 
Implement inspections, repair and maintenance activities 
Implement the system of recording, reporting and reviewing maintenance requirements and activities 
Implement changes to the mine ventilation systems 
Encourage, receive, review and, where appropriate, implement suggestions and recommendations for changes to ventilation management procedures 
Audit ventilation specifications for compliance with legislative requirements and the ventilation management plan 
Audit ventilation control devices for compliance with legislative requirements and the ventilation management plan 
Audit monitoring systems operations for compliance with relevant legislative requirements and the ventilation management plan 
Audit effectiveness of alarm responses and trigger levels 
Audit recording systems for compliance with the ventilation management plan 
Audit ventilation system maintenance standards and procedures for compliance with the ventilation management plan 
Audit emergency and evacuation plans for compliance with the mine safety management system 
Audit the ventilation management training plan for currency, relevance and compliance with the ventilation management plan 
Access, interpret and apply ventilation management documentation and ensure the work activity is compliant 
Access, interpret and clarify the ventilation management plan 
Identify, and communicate to all involved, roles and responsibilities as specified in the ventilation management plan 
Identify, forecast, obtain and allocate/schedule resources required for the implementation of the ventilation management plan 
Identify training needs 
Identify and interpret the impact of changes to the ventilation system on the mine atmosphere 
Implement standards and procedures for the installation and operation of monitoring systems and equipment 
Incorporate ventilation control devices into the ventilation system 
Implement standards and procedures for inspection, monitoring, recording and reporting on mine ventilation 
Implement standards and procedures for the collection and analysis of ventilation data 
Process, record and report monitoring system data 
Implement the ventilation management training plan 
Interpret and compare measured data with relevant legislative requirements and the ventilation management plan and action requirements 
Implement water management procedures 
Respond to alarms raised 
Implement emergency and evacuation procedures 
Implement inspections, repair and maintenance activities 
Implement the system of recording, reporting and reviewing maintenance requirements and activities 
Implement changes to the mine ventilation systems 
Encourage, receive, review and, where appropriate, implement suggestions and recommendations for changes to ventilation management procedures 
Audit ventilation specifications for compliance with legislative requirements and the ventilation management plan 
Audit ventilation control devices for compliance with legislative requirements and the ventilation management plan 
Audit monitoring systems operations for compliance with relevant legislative requirements and the ventilation management plan 
Audit effectiveness of alarm responses and trigger levels 
Audit recording systems for compliance with the ventilation management plan 
Audit ventilation system maintenance standards and procedures for compliance with the ventilation management plan 
Audit emergency and evacuation plans for compliance with the mine safety management system 
Audit the ventilation management training plan for currency, relevance and compliance with the ventilation management plan 

Forms

Assessment Cover Sheet

RIIUND501D - Implement the ventilation management plan
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIUND501D - Implement the ventilation management plan

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: